Metric and morphological features of the ear in sex classification

Abstract

Background

The human face can reveal a great deal about a person’s identity. Age, sex, and ethnicity differences can be recognized, classified, and analyzed using facial features, which give a scientific basis for personal identification and recognition. Sex, like age and ethnicity, has a significant influence on outer ear morphology. The shape and size of the auricle, which is one of the defining features of the face, are affected by age, sex, and ethnicity. Variations in the outer ear are known to be sufficient for identification in a forensic case and can help in determining whether the suspect is guilty or not. The aim of this research is to determine whether such metric and morphological features of the ear can be used to estimate sex and how dimorphic they are. After ear measurements with ImageJ 1.52a program, statistical data was recorded and analyzed in SPSS.

Results

This study, which analyzed 350 people’s facial images, provides significant information for forensic applications. Among the analyzed ear morphology data, the helix and ear lobe form showed sex differences. Except for the T-PCC distance, all measurements differed significantly between sexes.

Conclusions

Model 1 has the greatest accuracy rate (88%) among the models created for sex estimation. Sex estimation can be performed as an effective method when the morphological and metric parameters of the ear are analyzed together.

Background

Facial features play a crucial role in helping us recognize, categorize, and study variations in factors like age, sex, and ethnicity. They offer a scientific foundation for identifying and acknowledging individuals (Alabi et al. 2019). Essentially, a person’s face can reveal a wealth of information about who they are (Boutros et al. 2019).

Age, sex, and ethnicity are significant factors that affect the outer ear structure (Ugochukwu et al. 2017). Anthropometric studies have shown a significant sexual dimorphism in pinna measurements, which can be used to determine sex. Furthermore, it is well recognized that sex affects auricular morphometric data greatly (Alabi et al. 2019).

A full-frontal view of a person is difficult to obtain, especially from security camera footage. In these situations, images of a person’s side profile and their ears can be quite valuable. Moreover, the ear is a useful biometric feature because it is not easily affected by variations in lighting conditions (Yaman et al. 2021). Images that are partly covered might only show a person’s side face or ear. Despite having a wider rate of applications than face recognition, sex classification from a part of the face or the entire image is a discussed topic (Kaur et al. 2017; Terhörst et al. 2019).

One of the defining features of the face is the auricle. Age, sex, and ethnicity all have an impact on the size and shape of the auricle. As a result, some generalizations are possible. For instance, ear size varies by ethnicity, ear size increases with age, and males’ ears are larger than females’ ear. Therefore, it is possible to come across ear morphology studies in the literature frequently. However, there is no current agreement on the terminology used to describe the auricle (Alexander et al. 2011).

It is noted that variations in the outer ear are sufficient for identification in forensic analysis and can help in the identification of a suspect as a criminal (Cameriere & DeAngelis 2011; Singh & Purkait 2009). From the camera images taken at the crime scene, these unique ear features and variations can help in identification (Hoogstate et al. 2001).

The aim of this research is to determine whether such metric and morphological features of ear can be used to estimate sex and how dimorphic they are.

Methods

A total of 350 participants, 155 females and 195 males, ages 18 to 92, whose informed consent was obtained and whose ear images were collected for one of the authors Sezgin's (2017) doctoral thesis titled “Digitally metric examining of age-related changes in human face,” were used in this study (Sezgin 2017). These images were measured in mm using ImageJ 1.52a (Rasband W, NIH, USA). Measurements and morphological descriptions were recorded in SPSS (Statistical Package for the Social Sciences) (version 21.0 SPSS, Chicago, IL, USA). The Pearson chi-square test was used to analyze differences in the distribution of morphological groupings between sexes. The independent sample t-test was employed to determine the sex difference in the measured data. ROC curve analysis was utilized to define the cutoff points for sex estimation in ear measurements. Finally, utilizing ear measurements, binary logistic regression analyses were used to create a sex estimation model. Two different models were created for this aim using both physical variables (age, weight, and height) and only ear measurements.

Drawing on the study of Krishan et al. (2019), auricles were categorized according to four morphological features: Darwin’s tubercle, helix forms, ear lobe forms, and ear lobe attachments. Frequency analysis was used to determine the presence of their subgroups. To define the cut-off points between the sexes, the true positivity (sensitivity) and false positivity (1-specificity) rates for each ear measurement were determined using receiver operating characteristic (ROC) curve analysis. The power of ear measurements to determine sex was evaluated using binary logistic regression analysis.

In the morphometric measurements of anthropometric points and the distances between them, the research “Sezgin & Ersoy (2020)” and “Zulkifli et al. (2014)” were used.

The following anthropometric points were performed for the study (Fig. 1):

• Otobasion superior (Obs)

• Otobasion inferior (Obi)

• Superaurale (Sa)

• Subaurale (Sba)

• Preaurale (Pra)

• Postaurale (Pa)

• Intertragic notch (Intno)

• Lobule anterior (LA)

• Lobule posterior (LP)

• Tragus (T)

• Posterior cavum concha (PC)

• Superior cavum concha (SCC)

Fig. 1

Anthropometric points [Superaurale (Sa), Postaurale (Pa), Lobule anterior (LA), Lobule posterior (LP), Subaurale (Sba), Otobasion inferior (Obi), Intertragic notch (Intno), Tragus (T), Superior cavum concha (SCC), Otobasion superior (Obs), Preaurale (Pra), Posterior cavum concha (PC)]

The following distances were obtained using the anthropometric points mentioned above (Fig. 2):

• Obs-Obi

• Sa-Sba

• Pra-Pa

• Intno-Sba

• LA-LP

• T-PC

• Intno-SCC

Fig. 2

Measurements (Obs-Obi, SCC-Intno, Intno-Sba, Sa-Sba, Pra-Pa, T-PC, LA-LP)

By comparing the 7 measurements and 4 morphological features—Darwin’s tubercle (Fig. 3), helix form (Fig. 4), shape of the ear lobe (Fig. 5), and attachment of the ear lobe (Fig. 6)—sex classification was determined.

Fig. 3

Darwin’s tubercle [nodosity (a), projection (b), enlargement (c)]

Fig. 4

Helix forms [normally rolled (a), wide covering scapha (b), concave marginal (c), flat (d)]

Fig. 5

Ear lobe forms [tongue (a), square (b), arched (c), triangular (d)]

Fig. 6

Ear lobe attachments [attached (a), partially attached (b), free (c)]

Results

The study involved 350 participants, including 195 males and 155 females. The participants’ age rate is 43.87.

Table 1 shows the distribution of subcategories by sex in terms of morphological features. As a result, in terms of helix forms, the wide-covering scapha morphology is more prevalent in females while the concave marginal is more prevalent in males. Also, the arched lobe form is seen at a higher rate in males.

Table 1 Distribution of subcategories by sex in terms of morphological features (*p < 0.05)

In terms of the participants’ ages, there is no significant sex difference. Weight and height measurements differ substantially (Table 2). The average values of ear measurements by sex are shown in Table 2 when variables like weight, height, and age are excluded. All measurements, apart from the distance between the tragus and the posterior cavum concha, show a substantial difference between the sexes.

Table 2 Age, body size, and ear size averages differ between the sexes

The measurements were submitted to ROC curve analysis, and the cut-off points were established. Again, without considering age, weight, or height factors, the cut-off points for the Otobasion superior-Otobasion inferior and Superaurale-Subaurale measurements resulted in the highest values of sensitivity and specificity (Table 3). The interpretation that values above the cut-off points for these measurements indicate being male is shown in Table 3 along with its true positivity (sensitivity) and false positivity (1-specificity) rates.

Table 3 Cut-off points obtained by comparing sex-specific ear measurements

The ability of each measurable independent variable to predict sex was examined using Binary Logistic Regression. Without any variables (model 0), the rate of predicting sex was 55%; however, when ear measurements, age, weight, and height variables were added to the model, the rate of predicting sex increased to 88% (model 1). Thus, 132 of 155 females and 176 of 195 males fall within the parameters of the model.

At this point in the study, binary logistic regression was performed with only ear measurements included for individuals whose weight, height, and age could not be determined. The rate of estimating sex in the obtained model (model 2) was determined to be 68%. This model was able to contain 147 of 195 males and 91 of 155 females. Table 4 shows the test assumptions for both models. As a result, both models had better accuracy than model 0 (likelihood chi-square 0.005), and model 1 had higher pseudo-R2 (Cox and Snell and Nagelkerke) values than model 2. The Hosmer–Lemeshow tests showed all models to have acceptable model compatibility (p > 0.05).

Table 4 Model performance values (degrees of freedom = 8)

When model 1 is used with known age, weight, and height measurements, the significance values of body weight, height, Pra-Pa, and T-PC measurements are less than 0.05, and the wald values are more than 2. It can be observed that aging has no effect on ear morphology. Table 5 shows the relevant model values.

Table 5 Model values formed by age, height and weight (B, measurement coefficient; SE, standard error; df, degrees of freedom; C.I.for EXP(B); 95% CI, confidence interval)

The significant values of the Obs-Obi, Sa-Sba, Intno-Sba, and T-PC measurements are less than 0.05 and the wald values are more than 2 in model 2; Table 6 shows the relevant model values.

Table 6 Model values that just include ear measurements (B, measurement coefficient; SE, standard error; df, degrees of freedom; C.I.for EXP(B); 95% CI, confidence interval)

Discussion

When fingerprint, face recognition, and other biometric data are unavailable, ear-related information can be used in identification research. Anthropometric data on outer ear measurements and morphology are presented in this study.

In a study on ear morphology, the ear shape was found to be round the most. The oval form in the auricle and the free form in the lobe attachment were the most prominently observed (Neupane et al. 2020). There was no significant relationship between the sexes in a study that examined the prevalence of lobe attachment (Edibamode et al. 2019). Osunwoke et al. (2018) stated in the ear morphology study that the ear shape is generally oval. There was no apparent difference in ear shape between males and females. As a result, it was determined that both sexes had similar ear morphology (Osunwoke et al. 2018). In Singh and Purkait’s (2009) study, the ear shape was found to be the most common oval in both sexes, while the helix form was found to be normally rolled. Females were more likely to have a free ear lobe. Although Darwin’s tubercle is more common in males, both sexes have the most nodosity type (Singh & Purkait 2009). According to Krishan (2019), ears are unique in terms of shape, size, and various morphological features. The oval shape was noticed frequently in both sexes in that study (Krishan et al. 2019). In a study, the normally rolled helix was found to be the most common type, with an incidence of 80% on the right side and 86% on the left. In the same study, the ear lobe shape was most commonly found to be square, and in the right ear attached lobe, and in the left ear partially attached lobe were common (Sowmya et al. 2023). In a different study, the helix form was found to be a high rate of normally rolled, 73.24% in male and 84.06% in female (Rani et al. 2020). In a study examining morphological variation in North East and North West Indian populations, 35% of the total were free and 65% attached ear lobes were noted in both populations, and oval ear shape was most common in both populations (Verma et al. 2016). There were little sex differences in the general shape of the ears. In both sexes, the helix form was commonly found to be normally rolled, and the ear lobe was arched. In ear lobe attachment, the most common type was attached in both sexes.

One of the physical characteristics of the ear known Darwin’s tubercle is an important structure thought to have evolutionary significance (Loh & Cohen 2016). Darwin’s tubercle was first classified by Bertillon (1893), who established the characteristics of nodosity, enlargement, projection, and tubercle (Bertillon 1893). Then, the definition of Gürbüz’s (2005) five categories—undeveloped, semi-developed, fully-developed, very significant, and multiple—was put out (Gürbüz et al. 2005). Singh and Purkait (2009), on the other hand, proposed a definition using the three categories of nodosity, enlargement, and projection (Singh & Purkait 2009). No consensus has yet been reached on these definitions.

Darwin’s tubercle was found to be nodosity in both sexes (Krishan et al. 2019). Rubio et al. (2015) stated that Darwin’s tubercle showed neither sexual dimorphism nor a relationship with the age of the individual (Rubio et al. 2015). In a study, Darwin’s tubercle nodosity was found in 88.03% of males and 90.58% of females. Partially free ear lobes (53.52% in males and 46.38% in females) were found to be more common in only males than the attached one (38.03% in males and 47.83% in females) (Rani et al. 2020). When the ear morphology data in this study were analyzed, the helix and ear lobe form showed significance between sexes. In females, the helix form was found as the wide covering scapha, and in males, the concave marginal. Males had mostly arched lobes, while females had mostly square lobes. While Darwin’s tubercle and lobe attachment were not statistically different, Darwin’s tubercle was found to be the most absent in males, enlargement in females, and lobe attachment was mostly free in males and partially attached in females.

In a study examining the effect of ear measurements on age and sex, a significant effect of sex was observed for all distances (right and left ear length and ear width) and areas on average (when males and females of the same age were examined, all measurements were greater in males) (Sfroza et al. 2009). In Ahmed and Omer’s study (2015), these values were significantly higher in males than in females, except for lobe length (P0.001). Due to these results, the study emphasized the existence of sexual dimorphism (Ahmed & Omer 2015). Alexander et al. (2011) analyzed ear measurements by age, sex, and ethnicity and found that Indians had the longest ears, followed by Caucasians and Afro-Caribbeans. Although this relationship occurred in females, it was not significant, but it was substantial in males. Ear width varied with age and sex. The ears of Indian men were found to be larger than those of Caucasian and Afro-Caribbean men, while this association was not significant in women (Alexander et al. 2011). Fakorede et al. (2021), in their study, found that the sexual dimorphism estimation and sex classification accuracy of the measured variables were low (Fakorede et al. 2021).

In a study (2015) conducted on Sudanese, the maximum classification accuracy attained was 70% for the right ear and 68% for the left ear when using direct univariate discriminant analyses. Stepwise analyses, on the other hand, showed a reasonable accuracy of 71% for the right ear and 71.5% for the left ear, respectively; women were better assigned than males. According to the results of this investigation, using all sexual dimorphic variations gave an accuracy of 72% (Ahmed & Omer 2015).

Females’ lobe length was shown to be significantly greater than males’ in an ear measurement study (Edibamode et al. 2019). According to Brucker et al. (2003), while total ear height was found to be larger in males than females, lobe height and width were found to be almost the same (Brucker et al. 2003). A study showed the existence of sexual dimorphism in outer ear measurements (Shireen & Karadhelkar 2015). In a study conducted on Malaysians, males’ total ear length and width were found to be greater than females’, while females’ ear lobe height was shown to be greater than males’. These variables were all greater in Indian men than in women (Kumar & Selvi 2016). In this study, all measurements except the T-PCC distance showed a significant difference between the sexes.

Ahmed and Omer (2015) developed breakpoints for all measures by using a series of direct univariate discriminant functions (functions 1–10) to determine which single measure was most accurate for sex estimation (Ahmed & Omer 2015). As a result, the study group’s classification accuracy was determined to be between 60.5 and 70%. All measured independent variables in this study were subjected to Binary Logistic Regression analysis to determine their ability to estimate sex. Model 1 has an accuracy of 88% for sex estimation when all variables are included, and model 2 has an accuracy of 68% when only ear measurements are included. The difference in success rates between the two models shows that the models’ success rate decreases when the individuals’ body measurements are unknown. Although the estimation rate is low, model 2 is necessary in situations where only video and photographic images are analyzed, and the individuals’ body measurements are unknown.

Conclusions

In conclusion, this study, which analyzed 350 people’s facial images, provides significant information for forensic applications. Model 1 has the greatest accuracy rate (88%) among the models created for sex estimation. Sex estimation can be performed as an effective method when the morphological and metric parameters of the ear are analyzed together. The model accuracy rates are expected to improve in future research as the number of samples and variety increase.